Team

Senior Executives

Bill Moreno

CHAIRMAN / CEO

Kyle Wool

PRESIDENT

Thomas Irwin

HEAD OF ADVISORY SERVICES

Executives

Oseas Zuluaga

CHIEF FINANCIAL OFFICER
Jay Yu

Jay Yu

CHIEF MARKETING OFFICER

James Dever

BOSTON BRANCH MANAGER / HEAD OF ECM

Scott Fullman

CCO / HEAD OF RESEARCH

Chris Vinci

CHIEF TECHNOLOGY OFFICER

ECM & Investment Banking

Dajiang Guo

HEAD OF INVSTMT BANKING

Joe Giamichael

CO-HEAD OF INVSTMT BANKING

Martin Cummins

HEAD OF INST TRADING

Robert Nathan

MANAGING DIRECTOR
Josh Lipman

Josh Lipman

MANAGING DIRECTOR

Michael Zhou

VP / INST SALES & TRADING

Financial Advisors

Soo Yu

MANAGING DIRECTOR

Jerry Niles

MANAGING DIRECTOR

Josh Shipley

SENIOR VICE PRESIDENT
Larry LaVoice

Larry LaVoice

MANAGING DIRECTOR

Dan Reilly

SENIOR VICE PRESIDENT

Fred Rosoff

MANAGING DIRECTOR

Fitz Miller

VP / FINANCIAL ADVISOR

Stephen Hamilton

VP / FINANCIAL ADVISOR

Admin & Operations

Murphy Bright

DIRECTOR OF OPERATIONS

Nick Trapasso

DIRECTOR OF OPERATIONS

Najat Rhoni

EXE. ASSISTANCE TO THE PRES

George Cianci

OPERATIONS SPECIALIST

Jennifer Weston

ASS. VP OF OPERATIONS

Doris LeClaire

SALES ASSISTANT

Eileen Claudio

VICE PRESIDENT OF OPERATIONS

Nicole Swiatek

VP OF RETAIL TRADING