Transactions

February, 2022

MEIHUA INTERNATIONAL MEDICAL

$36,000,000

Initial Public Offering

Co-Manager

February, 2022

LIV CAPITAL ACQUISITION CORP

$100,000,000

Initial Public Offering

Selling Group

February, 2022

KEYWISE

$100,000,000

Initial Public Offering

Co-Manager

February, 2022

INSPIRE

$1,350,000

Pre-IPO Bridge

Placement Agent

January, 2022

QXPRESS

$7,355,400

Private Placement

Sole Placement Agent

January, 2022

NANO INNOVATIONS INC

$4,570,000

Pre-IPO Bridge

Placement Agent

January, 2022

AEROCARVE US

$2,080,000

Private Placement

Sole Placement Agent

January, 2022

ROC

$150,000,000

Initial Public Offering

Co-Manager

December, 2021

MOBIQUITY

$10,300,001

Underwritten Public Offering Uplisting

Joint Book Running Manager

November, 2021

TEVVA

$5,000,000

Private Placement

Placement Agent

November, 2021

WINC

$22,000,000

Initial Public Offering

Lead Book Running Manager

November, 2021

MIAMERICAS

$2,376,500

Pre-IPO Bridge

Placement Agent

November, 2021

MOBIQUITY

$4,166,667

Pre-IPO Bridge

Placement Agent

November, 2021

TEVVA

$5,000,000

Uplisting

Joint Book Running Manager

October, 2021

WINC

$2,174,000

Convertible Note

Placement Agent

October, 2021

VMC

$17,000,000

Underwritten Public Offering

Placement Agent

October, 2021

SUSGLOBAL

$1,764,710

Convertible Note

Placement Agent

October, 2021

ADITXT

$4,200,000

Registered Direct

Sole Placement Agent

October, 2021

KAYA CANNABIS

$1,400,000

Private Placement

Sole Placement Manager

September, 2021

FIRST CHOICE

$2,994,000

Senior Convertible Note

Sole Placement Agent

September, 2021

INTRINSIC MEDICINE

$5,000,000

Pre-IPO Bridge

Placement Agent

September, 2021

MOBIQUITY

$1,125,000

Convertible Note

Placement Agent

August, 2021

SLINGER

$11,000,000

Senior Convertible Note

Placement Agent