Skip to content
Home
Business
Team
News
Transactions
Client Portal
Menu
Home
Business
Team
News
Transactions
Client Portal
Team
Senior Executives
Bill Moreno
EXECUTIVE CHAIRMAN
Executives
Scott Fullman
PRESIDENT / CHIEF COMPLIANCE OFFICER / HEAD OF RESEARCH
J. Christian Vinci
CHIEF TECHNOLOGY OFFICER
Oseas Zuluaga
CHIEF FINANCIAL OFFICER
ECM & Investment Banking
Dajiang Guo
CEO / HEAD OF INVESTMENT BANKING
Robert Nathan
MANAGING DIRECTOR - INVESTMENT BANKING HEAD OF SPECIALTY FINANCE
Michael Zhou
SALES AND TRADING
Financial Advisors
Stephen Hamilton
VICE PRESIDENT FINANCIAL ADVISOR
Fitzgerald Miller
VICE PRESIDENT FINANCIAL ADVISOR
Dan Reilly
SENIOR VICE PRESIDENT
Fred Rosoff
MANAGING DIRECTOR
Admin & Operations
Eileen Claudio
VICE PRESIDENT OF OPERATIONS
Doris LeClaire
SALES ASSISTANT
Nicole Swiatek
VP OF RETAIL TRADING AND TRADING OPERATIONS
Jennifer Weston
ASSISTANT VICE PRESIDENT OF OPERATIONS – NEW ACCOUNTS