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Business
Team
News
Transactions
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Team
Senior Executives
Bill Moreno
CHAIRMAN / CHIEF EXECUTIVE OFFICER
Executives
Scott Fullman
CHIEF COMPLIANCE OFFICER / HEAD OF RESEARCH
J. Christian Vinci
CHIEF TECHNOLOGY OFFICER
Oseas Zuluaga
CHIEF FINANCIAL OFFICER
ECM & Investment Banking
Dajiang Guo
HEAD OF INVESTMENT BANKING
Robert Nathan
MANAGING DIRECTOR - INVESTMENT BANKING HEAD OF SPECIALTY FINANCE
Michael Zhou
SALES AND TRADING
Financial Advisors
Larry LaVoice
MANAGING DIRECTOR
Dan Reilly
SENIOR VICE PRESIDENT
Fred Rosoff
MANAGING DIRECTOR
Fitzgerald Miller
VICE PRESIDENT FINANCIAL ADVISOR
Stephen Hamilton
VICE PRESIDENT FINANCIAL ADVISOR
Admin & Operations
Jennifer Weston
ASSISTANT VICE PRESIDENT OF OPERATIONS – NEW ACCOUNTS
Doris LeClaire
SALES ASSISTANT
Eileen Claudio
VICE PRESIDENT OF OPERATIONS
Nicole Swiatek
VP OF RETAIL TRADING AND TRADING OPERATIONS