The tickers are for informational purposes only

Senior Executives

Bill Moreno
Chairman / CEO
Dan Barnett
Chairman / NED
Thomas Irwin
Head of Advisory Services

Executives

Oseas Zuluaga
chief financial officer
Jay Yu
Chief Marketing Officer
James Dever
Boston Branch Manager
Scott Fullman
CCO / Head of Research
Chris Vinci
Chief Technology Officer
Murphy Bright
DIRECTOR OF OPERATIONS
Nick Trapasso
DIRECTOR OF OPERATIONS

ECM & Investment Banking

Joe Giamichael
Co-head of Invstmt Banking
Dajiang Guo
Co-head of Invstmt Banking
Arthur DeFilippo
Banking Principal
Martin Cummins
head of Inst Trading
Josh Lipman
Managing Director
Julie Bagley
Managing Director
Michael Zhou
VP / Inst Sales & Trading

Financial Advisors

Jerry Niles
MANAGING DIRECTOR
Josh Shipley
Senior Vice President
Larry LaVoice
Managing Director
Dan Reilly
Senior Vice President
Fred Rosoff
MANAGING DIRECTOR
Fitz Miller
VP / Financial Advisor
Stephen Hamilton
VP / Financial Advisor
Christopher Callagy
VP / FINANCIAL ADVISOR

Admin & Operations

Najat Rhoni
Exe. Assistance to the pres.
George Cianci
Operations Specialist
Jennifer Weston
Ass. VP of Operations
Doris LeClaire
sales assistant
Eileen Claudio
Vice President of Operations
Nicole Swiatek
VP of Retail Trading
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