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Team

Senior Executives

Bill Moreno

CHAIRMAN / CHIEF EXECUTIVE OFFICER

Kyle Wool

NON EXECUTIVE CHAIRMAN

Thomas Irwin

HEAD OF ADVISORS, BUSINESS DEVELOPMENT AND SALES

Executives

Oseas Zuluaga

CHIEF FINANCIAL OFFICER

Jay Yu

CHIEF MARKETING OFFICER

James Dever

Head of ECM and Syndicate / Branch Manager – Boston

Scott Fullman

INTERNAL CHIEF COMPLIANCE OFFICE / HEAD OF RESEARCH

Chris Vinci

CHIEF TECHNOLOGY OFFICER

ECM & Investment Banking

Dajiang Guo

HEAD OF INVESTMENT BANKING

Joe Giamichael

Co-Head of Investment Banking

Martin Cummins

HEAD OF INSTITUTIONAL TRADING

Josh Lipman

MANAGING DIRECTOR

Michael Zhou

VICE PRESIDENT / INSTITUTIONAL SALES & TRADING

Financial Advisors

Soo Yu

MANAGING DIRECTOR / INTERNATIONAL PRIVATE CLIENT SERVICES

Jerry Niles

MANAGING DIRECTOR

Josh Shipley

SENIOR VICE PRESIDENT

Larry LaVoice

MANAGING DIRECTOR

Dan Reilly

SENIOR VICE PRESIDENT

Fred Rosoff

MANAGING DIRECTOR

Fitzgerald Miller

VICE PRESIDENT FINANCIAL ADVISOR

Stephen Hamilton

VICE PRESIDENT FINANCIAL ADVISOR

Admin & Operations

Murphy Bright

DIRECTOR OF OPERATIONS

Nick Trapasso

DIRECTOR OF OPERATIONS

Najat Rhoni

EXECUTIVE ASSISTANT TO THE PRESIDENT

George Cianci

OPERATIONS SPECIALIST

Jennifer Weston

ASSISTANT VICE PRESIDENT OF OPERATIONS – NEW ACCOUNTS

Doris LeClaire

SALES ASSISTANT

Eileen Claudio

VICE PRESIDENT OF OPERATIONS

Nicole Swiatek

VP OF RETAIL TRADING AND TRADING OPERATIONS