Team

Senior Executives

Bill Moreno

CHAIRMAN / CHIEF EXECUTIVE OFFICER

Kyle Wool

NON EXECUTIVE CHAIRMAN

Thomas Irwin

COO / INTERIM PRESIDENT

Executives

Scott Fullman

CHIEF COMPLIANCE OFFICER / HEAD OF RESEARCH

J. Christian Vinci

CHIEF TECHNOLOGY OFFICER

Oseas Zuluaga

CHIEF FINANCIAL OFFICER

James Dever

BRANCH MANAGER - BOSTON

ECM & Investment Banking

Dajiang Guo

HEAD OF INVESTMENT BANKING

Joe Giamichael

Co-Head of Investment Banking

Robert Nathan

MANAGING DIRECTOR - INVESTMENT BANKING HEAD OF SPECIALTY FINANCE

Michael Zhou

SALES AND TRADING

Financial Advisors

Soo Yu

MANAGING DIRECTOR / INTERNATIONAL PRIVATE CLIENT SERVICES

Jerry Niles

MANAGING DIRECTOR

Josh Shipley

SENIOR VICE PRESIDENT

Josh Lipman

MANAGING DIRECTOR

Larry LaVoice

MANAGING DIRECTOR

Dan Reilly

SENIOR VICE PRESIDENT

Fred Rosoff

MANAGING DIRECTOR

Fitzgerald Miller

VICE PRESIDENT FINANCIAL ADVISOR

Stephen Hamilton

VICE PRESIDENT FINANCIAL ADVISOR

Admin & Operations

Najat Rhoni

EXECUTIVE ASSISTANT TO THE NON-EXECUTIVE CHAIRMAN

Jennifer Weston

ASSISTANT VICE PRESIDENT OF OPERATIONS – NEW ACCOUNTS

Doris LeClaire

SALES ASSISTANT

Eileen Claudio

VICE PRESIDENT OF OPERATIONS

Nicole Swiatek

VP OF RETAIL TRADING AND TRADING OPERATIONS

Saige Revella

Operations